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U.S. Bancorp Piper Jaffray agreed to set up a $1.5 million restitution fund, pay $125,000 in costs and a $1 million fine in settlement of allegations it failed to reasonably supervise a salesperson who was accused of fraudulent securities transactions. For more info visit https://csimt.gov/wp-content/uploads/I-02-05-01-075-CAPJ.pdf