The Financial Industry Regulatory Authority ordered Chase Investment Services Corporation to reimburse customers more than $1.9 million for losses incurred from recommending unsuitable sales of unit investment trusts (uits) and floating rate loan funds. FINRA also fined Chase $1.7 million. For more info visit https://www.finra.org/media-center/news-releases/2011/finra-orders-chase-reimburse-customers-19-million-unsuitable-sales-uits