The Financial Industry Regulatory Authority imposed a fine of $1 million against Raymond James & Associates, Inc. Of St. Petersburg, FL, and a fine of $400,000 against RBC Capital Markets Corporation of New York, for various stock loan improprieties. For more info visit https://www.finra.org/media-center/news-releases/2009/finra-fines-raymond-james-rbc-capital-markets-corporation-stock-loan