1494
The U.S. Securities and Exchange Commission and the New York Stock Exchange today announced the initiation and settlement of enforcement actions against five NYSE specialist firms. The firms will pay a total of $241,823,257 in penalties and disgorgement, consisting of $87,735,635 in civil money penalties and $154,087,622 in disgorgement, and implement steps to improve their compliance procedures and systems. The five settling specialist firms are: Bear Wagner Specialists LLC; Fleet Specialist, Inc.; LaBranche & Co., LLC; Spear, Leeds & Kellogg Specialists LLC; and Van der Moolen Specialists USA, LLC.
In a joint investigation, the NYSE and SEC found that, between 1999 and 2003, the five firms...
Details
Created
Apr 24th, 2022, 21:27
Blockchain
ETH
Storage
decentralized
Token standart
ERC-721
Metadata
Unlockable content
No
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N/A / 1500
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0
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Critical Risk
Details
0 sales per last month
Decentralized storage
7.5%
Decentralized storage
Collection tokens1500 tokens
Unique Owners395 / 26.33%
Custom contract
ERC-721
Not editable metadata stored on ipfs or blockchain
0 potential sales
0% missed royalty fee
The original collection.
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